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IA Watch’s 16th Annual
Compliance Fall Conference
Operations for Alternatives:
Hedge Fund Compliance
October 6 & 7
New York City
NSCP 2016 National Conference
October 17 — 19
BNN’s Business Day PM
Todd Cipperman on
"Hedge Funds Under Attack"...
The Wall Street Journal
Outsourced Compliance Officer Trend Renews Standards Debate...
The 12-Step Cybersecurity Program
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Your resource for delivering outsourced compliance services to registered funds, money managers, alternative investment firms including hedge and private equity funds, and broker-dealers
As an appointed outsourced CCO we provide access to a deep-bench team of compliance resources, demonstrate compliance independence, share liability, and lower costs
Do you assess your regulatory risk the same way that the SEC does? The SEC is more frequently naming and prosecuting individuals, not just companies
SEC Charges Fund Manager with Manipulating Inputs to Ensure Inflated Valuations
Cipperman Compliance Services LLC
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Wayne, PA 19087
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